Senior Managers and Certification Regime
Recommended Screening Package
The Senior Managers and Certification Regime (SM&CR) replaces the Approved Persons Regime, changing how people working in financial services are regulated. The aim of the Senior Managers and Certification Regime (SM&CR) is to reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct and competence.
Our SM&CR recommended screening package includes all the checks required to ensure compliance in this highly regulated industry. Our package can be purchased on a pay-as-you-go basis making it easy to order in just a few clicks.
When selecting your DBS Level, please note that whilst Senior Managers require a Standard DBS check, Certified Persons are eligible for Basic DBS checks only. When ordering, please ensure you choose the correct option.
UK based candidates only
This package is for UK based candidates only and can be purchased on a pay-per-candidate basis. Please do not purchase this package if your candidate requires international checks. On average, this package takes 5 working days to complete.*
Selecting your DBS Level
When selecting your DBS Level, please note that whilst Senior Managers require a Standard DBS check, Certified Persons are eligible for Basic DBS checks only.
Checks included in this package
Right to work in the UK
6 years employment history check
6 years financial probity check
FCA Register check
International sanctions check
Professional qualification check
Current address history
Criminal record - Basic or Standard
Buy this package
Price excludes VAT.
*Delays on third party checks such as criminal records can sometimes take up to 10-15 working days.